SIMPLIFIED
RULES OF EVIDENCE AND PROCEDURE
In American courts,
elaborate rules are used to regulate the kind of proof (i.e., spoken testimony
by witnesses or physical evidence) that can be used in trials. These rules are
designed to ensure that both parties receive a fair hearing. Under the rules,
any testimony or physical objects deemed irrelevant, incompetent,
untrustworthy, or unduly prejudicial may be kept out of the trial.
If it appears that a
rule of evidence is being violated, an attorney may raise an objection to the
judge. Usually, the attorney stands and says, "I object, your honor,"
and then gives the reason for the objection. Sometimes the attorney whose
questions or actions are being objected to will then explain why he or she
thinks the rule was not violated. The judge then decides whether the rule has
been violated and whether the testimony or physical items must be excluded from
the trial.
Official rules of
evidence are quite complicated. They also differ depending on the kind of court
where the trial occurs. For purposes of this mock trial competition, the rules
of evidence you will use have been made less complicated than those used
Witness
Examination/Questioning
1. Direct Examination
Attorneys call and
question their own witnesses using direct as opposed to leading
questions.
Example: Elyse
Roberts is called by her attorney to explain the events leading up to her
filing suit against Potomac
County.
“Ms. Roberts, where do you work? How long
have you worked there? Please describe your working relationship with Mr. Kevin
Murphy during the first month of employment. Why did you meet with your
supervisor, Fran Troy? Did you seek advice from a therapist during this time?”
Questions such as the
above do not suggest the answer. Instead, they introduce a witness to a
particular area of importance, leaving the witness free to relate the facts. Obviously,
the witness will have been prepared to answer such questions in a particular
way. But the question by its terms does not "lead" to the answer.
a. Leading Questions
A leading question
is one that suggests the answer. It does not simply call the witness'
attention to a subject. Rather, it indicates or tells the witness what the answer
should be about that subject. Leading questions are not permitted
on direct examination, but questions on cross-examination should be leading.
Examples:
“Mrs. Roberts, despite repeated invitations,
you chose not to participate in office social functions, correct?”
“Isn't it true, that due to all the stress from
work you decided to go to a therapist?”
These questions are
obviously in contrast to the direct examination questions in the preceding
section. Leading questions suggest the answer to the witness. This is not
proper for direct examination when a party is questioning its own witness.
b. Narration
While the purpose of
direct examination is to get the witness to tell a story, the questions must
ask for specific information. The questions must not be so broad that
the witness is allowed to wander or "narrate" a whole story. At
times, the witness' answer to a direct question may go beyond the facts asked
for by the question asked. Narrative questions are objectionable.
Example Narrative
Question:
“Ms. Roberts, please tell the court about the
events that contributed to your decision to sue the county.”
Example Narrative
Answer:
“It all began the night I found out that it
was the county that was dumping on my land. At first I thought it was my
neighbors, but they denied having any part in the dumping. I decided to watch
my vacant lot and see if I could catch the person responsible. I drove down to
my lot the night of the 13th and parked in a place where I could see the lot
but no one could see me…”
c. Scope of Witness
Examination
Direct examination
may cover all facts relevant to the case of which the witness has first-hand
knowledge.
d. Character
For the purpose of
this mock trial, evidence about the character of a party may not be introduced
unless the person’s character is an issue in the case.
1. Methods of Proving
Character (Section 90.405)
a) Reputation: When
evidence of the character of a person or of a trait of his/her character is
admissible, proof may be made by testimony about his/her reputation.
b) Specific Instances of
Conduct: When character or a trait of character of a person is an essential
element of a charge, claim, or defense, proof may be made of specific instances
of his/her conduct.
e. Refreshing
Recollection
When a witness uses a
writing or other item to refresh his/her memory while testifying, an adverse
party is entitled to have such writing or other item produced at the hearing to
inspect it, to cross-examine the witness thereon, and to introduce it, or in
the case of writing, to introduce those portions which relate to the testimony
of the witness, in evidence.
2. Cross Examination (questioning the
opposing side’s witnesses) Cross-examination should involve leading
questions. In fact, it is customary to present a witness with a proposition and
ask the witness to either agree or disagree. Thus, good cross-examination calls
only for a yes or no answer.
Examples:
“Mr. Roberts, in direct examination you
testified that litigation was very stressful for you, correct? In fact you were
so stressed that you did work at home or called in sick. Isn't this true?”
“As an assistant district attorney, you knew
that trying only three cases while settling 75 cases was not a job performance
your supervisor would rate highly, didn't you?”
“Thus given the stress you felt, your poor attendance
at work and poor job performance, it was not unusual for your supervisor to
transfer you to another Bureau, was it?”
Leading questions are
permissible on cross-examination. Questions tending to evoke a narrative answer
should be avoided.
a. Scope of Witness
Examination
Cross-examination is
not limited. Attorneys may ask questions of a particular witness that relate to
matters brought out by the opposing side on direct examination of that witness,
matters relating to the credibility of the witness, and additional matters
otherwise admissible, that were not covered on direct examination.